(Last revised: 04/11/2008)

| April 3, 2002 |
| TABLE OF CONTENTS |
| Judges of the Panel |
| Amendments |
| Introduction |
| Purpose of Local Rules of the Bankruptcy Appellate Panel for the First Circuit |
| Scope and Function |
| Form of Citation |
| RULE 8001-1 Notice of Appeal |
| (a) Notice of Appeal: Filing and Fees |
| (1) Where to File; Fee |
| (2) Mistaken Filing |
| (b) Notice of Appeal: Form |
| (1) Format |
| (2) Designation of Parties |
| (3) Signature |
| (c) Voluntary Dismissal of Appeal |
| (1) Before Docketing |
| (2) After Docketing |
| (d) Forum for Appeal: BAP and Opt-Out to District Court |
| (1) Appeals to the First Circuit Bankruptcy Appellate Panel |
| (2) Election to Have Appeal Heard by District Court |
| (3) Procedure Upon Opt-Out |
| (4) Challenges to Election |
| RULE 8003-1 Motion for Leave to File Interlocutory Appeal |
| (a) Motion Required |
| (b) Response |
| (c) Decision on Motion |
| RULE 8005-1 Stay Pending Appeal to Bankruptcy Appellate Panel |
| RULE 8006-1 Record and Issues on Appeal |
| (a) Copy of Designation of the Record |
| RULE 8007-1 Docketing of Appeal |
| RULE 8008-1 Filing and Service of Papers |
| (a) Filing Upon Receipt |
| (b) Copies |
| (c) Service |
| (d) Facsimile Filing |
| RULE 8009-1 Time for Filing Briefs and Related Papers |
| (a) Filing of Briefs |
| (b) Appendix |
| (c) Transcript |
| RULE 8010-1 Form of Briefs and Related Papers |
| (a) Length and Content |
| (1) Translations Required |
| (b) Paper and Margins |
| (c) Spacing, Type and Font Minimal |
| (d) Color of Covers |
| RULE 8011-1 Motion Practice |
| (a) Written Motion Required; Responses |
| (b) Procedural Motions |
| (c) Expedited or Emergency Motions |
| (d) Motions During Election Period |
| (1) Place for Filing |
| (2) Substantive Motions |
| (e) Summary Disposition |
| RULE 8012-1 Oral Argument |
| (a) Party's Statement |
| (b) Notice of Argument |
| (c) Argument |
| (1) Presentation |
| (2) Consequence of Failure to File Brief |
| RULE 8018-1 Opinions |
| (a) Opinions Generally |
| (b) Statement of Policy |
| (c) Opinions and Dispositions Not to be Used for Citation |
| RULE 8070-1 Dismissal of Appeal for Failure to Prosecute |
| JUDGES OF THE PANEL | |
| Hon. Enrique S. Lamoutte | - Chief Judge |
| Hon. Arthur N. Votolato | - Bankruptcy Judge |
| Hon. Sara E. de Jesus | - Bankruptcy Judge |
| Hon. James B. Haines | - Bankruptcy Judge |
| Hon. William C. Hillman | - Bankruptcy Judge |
| Hon. Joan N. Feeney | - Bankruptcy Judge |
| Hon. Mark W. Vaughn | - Bankruptcy Judge |
| Hon. Henry J. Boroff | - Bankruptcy Judge |
| Hon. Gerardo A. Carlo | - Bankruptcy Judge |
| Hon. J. Michael Deasy | - Bankruptcy Judge |
| Hon. Joel B. Rosenthal | - Bankruptcy Judge |
| Hon. Louis H. Kornreich | - Bankruptcy Judge |
| Hon. Robert Somma | - Bankruptcy Judge |
| Hon. Brian K. Tester | - Bankruptcy Judge |
| OFFICERS OF THE PANEL | |
| Mary Sharon | - Clerk |
| Amee Bergin Synnott | - Staff Attorney |
| Gwen May | - Judicial Law Clerk |
| Ann Williams | - Case Manager |
| AMENDMENTS |
April, 2002
This edition of the rules supercedes the November, 1997 publication. Since then, several rules have been amended, adopted, or proposed. Proposed rules are not included here; they are available in the Clerk's Office.
LOCAL RULE 8006-1, Record and Issues on Appeal: adopted. The rule was added to require a party to file with the Bankruptcy Appellate Panel additional copies of its designation of the record and each item designated.
RULE 8010-1(a), Form of Briefs and Related Papers: amended. The rule was amended to add subsection (a)(1), requiring that official, certified or stipulated translations be filed whenever a party submits or cites to documents not in the English language.
RULE 8010-1(a), Form of Briefs and Related Papers: amended. The rule was amended to add subsection (a)(1), requiring that official, certified or stipulated translations be filed whenever a party submits or cites to documents not in the English language.
RULE 8011-1, Motion Practice: amended. This rule was amended to add subsection (e) explicitly providing for summary disposition.
RULE 8012-1, Oral Argument: adopted. This rule was added to set forth the Panel's policies and procedures on oral argument.
RULE 8018-1, Opinions: adopted. This rule as added set forth the Panel's policies on opinions, including dispositions that are not to be used for citation.
| UNITED STATES BANKRUPTCY APPELLATE PANEL |
| FOR THE FIRST CIRCUIT |
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| LOCAL RULES |
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| Introduction. |
Purpose of the Local Rules for the Bankruptcy Appellate Panel for the First Circuit. The following Local Rules for the First Circuit Bankruptcy Appellate Panel (BAP) govern practice before the BAP.
Scope and Function. The Local Rules for the First Circuit BAP supplement Part VIII of the Federal Rules of Bankruptcy Procedure.
Form of Citation. The First Circuit BAP Rules shall be cited as:
"1st Cir. BAP R. ___"
| RULE 8001-1 |
| Notice of Appeal |
| (a) Notice of Appeal: Filing and Fees. | |||||||||||||||
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| (b) Notice of Appeal: Form. | |||||||||||||||
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| (c) Voluntary Dismissal of Appeal. | |||||||||||||||
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| (d) Forum for Appeal: BAP and Opt-Out to District Court. | |||||||||||||||
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| RULE 8003-1 |
| Motion for Leave to File Interlocutory Appeal |
(a) Motion Required. Grant of leave to appeal from an interlocutory judgment, order or decree is discretionary with the BAP. Parties seeking leave to bring an interlocutory appeal must file in the bankruptcy court clerk's office a motion, containing the matters set forth in Fed. R. Bankr. P. 8003(a), together with a notice of appeal. The moving party shall serve its motion upon all other parties named in the notice of appeal accompanying its motion and upon the United States trustee. A party seeking leave to appeal to the district court must make an affirmative election to have the motion and the interlocutory appeal heard by the district court in the same manner required by 1st Cir. BAP R. 8001-1(d).
(b) Response. Unless otherwise ordered, any party opposing a motion for leave to bring an interlocutory appeal before the district court must file its response with the bankruptcy court clerk within 10 days. A party opposing a motion for leave to bring an interlocutory appeal must elect to have the appeal heard by the district court in the same manner as an appellee, and file a separate written statement of such selection within thirty (30) days of service of the motion for leave to appeal. Except as otherwise ordered by the BAP the filing of any paper prior to making the election, including a response to the motion for leave to bring an interlocutory appeal, terminates the time remaining in the thirty (30) day period to elect to have the appeal heard in the district court.
(c) Decision on Motion. Unless there is an election to have the interlocutory appeal heard by the district court, the bankruptcy court clerk shall forward the motion and any responses to the BAP for decision. The BAP may render its decision on the motion, with or without a hearing. Upon the entry of the BAP decision or order, the BAP Clerk shall serve the same on the parties and the bankruptcy court clerk.
| RULE 8005-1 |
| Stay Pending Appeal to Bankruptcy Appellate Panel |
All parties shall strictly comply with Fed. R. Bankr. P. 8005 upon the filing of a motion for a stay pending appeal of an order, judgment or decree of a bankruptcy judge.
| RULE 8006-1 |
| Record and Issues on Appeal |
(a) Copy of Designation of Record. Within ten days of filing its designation of record with the bankruptcy court, a party shall provide the Bankruptcy Appellate Panel with three copies of its designation and each item designated.
| RULE 8007-1 |
| Docketing of Appeal |
Upon receipt of the designated record on appeal, the BAP Clerk shall docket and file the designation and the record with the notice of appeal and immediately issue a notice thereof to all parties appearing on the notice of appeal. Unless otherwise ordered by the BAP, appellant briefs shall be due 15 days from the date of the notice of the filing of the designated record. Appellee briefs shall be due 15 days from service of opening appellant briefs. See Fed. R. Bankr. P. 8009(a).
| RULE 8008-1 |
| Filing and Service of Other Papers |
(a) Filing Upon Receipt. All other papers shall be considered timely if received in the office of the BAP Clerk on or before the due date. All papers shall be received, filed and docketed by the BAP Clerk, whether or not timely filed.
(b) Copies. Unless otherwise ordered by the BAP, all papers required or permitted to be filed shall include an original and three copies.
(c) Service. Copies of all papers filed with the BAP, with the exception of the designated record, must be served by the filing party on all other parties to the appeal in the same manner and form as filed. A signed certificate of service shall be attached to the papers. Although the BAP Clerk shall accept for filing papers lacking a certificate of service, failure to effect service properly or to file such certificate shall be grounds for such sanctions as the BAP may deem appropriate.
(d) Facsimile Filing. The BAP Clerk is authorized to accept, for filing, papers transmitted by facsimile equipment in situations determined by the Clerk [or designee] to be of an emergency nature or in other compelling circumstances, subject to such procedures for follow-up filing of hard copies, or otherwise, as the Clerk may from time to time prescribe.
| RULE 8009-1 |
| Time for Filing Briefs and Related Papers |
(a) Filing of Briefs. Unless otherwise ordered by the BAP, the briefing schedule shall be governed by Fed. R. Bankr. P. 8009(a). All parties shall file briefs in accordance with the governing rule, or affirmatively move for modification of the briefing schedule. Briefs and appendices are considered filed on the date mailed. Fed. R. Bankr. P. 8008(a).
(b) Appendix. Appellant briefs shall be accompanied by relevant appendices containing the matter set forth in Fed. R. Bankr. P. 8009(b). An appellee may serve and file a supplemental appendix as provided in Fed. R. Bankr. P. 8009(b).
(c) Transcript. Appellant shall include in its appendix a transcript or portion thereof of the order or judgment from which the appeal is taken, and/or the findings of fact and conclusions of law orally delivered by the Bankruptcy Court. The parties shall include in their respective appendices all portions of the transcript required for adequate review of the issues before the BAP.
| RULE 8010-1 |
| Form of Briefs and Related Papers |
| RULE 8011-1 |
| Motion Practice |
| (a) Written Motion Required; Responses. All motions to the BAP shall be in writing and filed with the BAP Clerk and accompanied by a signed certificate of service. Briefs, affidavits and other papers permitted to accompany a motion must be filed with the motion. Unless otherwise directed or ordered, responses or opposition to a motion must be filed within 10 days after service of the motion. | |||||||||||
| (b) Procedural Motions The BAP Clerk may act on the following motions, if unopposed, without submission to a BAP panel or judge: | |||||||||||
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| Dispositive orders by the BAP Clerk shall reflect their entry pursuant to this rule. An order entered by the BAP Clerk shall be subject to reconsideration by a single judge or a BAP panel if, within ten (10) days of service of notice of the entry of the order, a party adversely affected thereby moves for reconsideration. | |||||||||||
| (c) Expedited or Emergency Motions. A party requesting an expedited or emergency determination shall plainly title its motion as one for emergency or expedited relief; clearly setting forth a date or period within which it seeks such determination and requesting that the period for response be reduced to a specified date or period. The circumstances warranting emergency or expedited consideration shall be fully disclosed and explained by a verified statement of counsel accompanying the motion, or by the party if not represented by counsel. | |||||||||||
| (d) Motions During Election Period. | |||||||||||
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(e) Summary Disposition.
At any time, on such notice as the Bankruptcy
Appellate Panel may direct, on motion of any appellant, any appellee, or sua
sponte, the Panel may
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| RULE 8012-1 |
| Oral Argument |
| (a) Party's Statement. Any party may include, either in the opening or answering brief, a statement limited to one-half page setting forth the reasons oral argument should, or need not, be heard. Any such statement shall be inserted immediately after the Table of Contents and Table of Authorities, and before the first page of the brief, and shall bear the caption "REASONS ORAL ARGUMENT SHOULD [NEED NOT] BE HEARD" as appropriate. This statement shall not be considered in determining the maximum number of pages in the brief. | |||
| (b) Notice of Argument. If the Bankruptcy Appellate Panel concludes that oral argument is unnecessary based on the standards set forth in Fed. Bankr. R. P. 8012 counsel shall be so advised. The Panel's decision to dispense with oral argument may be announced by the Panel at the time the decision on the merits is rendered. | |||
| (c) Argument. | |||
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| RULE 8018-1 |
| Opinions |
| (a) Opinions Generally. The Bankruptcy Appellate Panel normally issues a formal opinion which is published and may be cited in future cases. Where an opinion is issued "not for publication" it may be cited only in related cases. | |
| (b) Statement of Policy. Normally, opinions are published in the official printed West reporter so as to be available for citation. This policy may be overcome in situations where an opinion does not articulate a new rule of law, modify an established rule, apply an established rule to novel facts or develop issues sufficiently to serve as a significant guide for future litigants or the Panel. | |
| (c) Opinions and Dispositions Not to be Used for Citation. Unpublished opinions and dispositions may not be used for citation except to establish res judicata, estoppel, or the law of the case. Otherwise only published opinions may be cited. | |
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| RULE 8070-1 |
| Dismissal of Appeal for Failure to Prosecute |
If no party has elected to proceed before the district court and no appellant prosecutes the appeal in accordance with the requirements of the Federal Rules of Bankruptcy Procedure and these rules, the BAP Clerk may enter an order dismissing the appeal for failure to prosecute. The BAP may reinstate the appeal upon motion by a defaulting party, within ten (10) days of service of the order. Such a motion shall not be allowed absent a verified statement by counsel for the defaulting party or by the defaulting party, if pro se, showing special circumstances justifying the failure to comply with the requirements of the Federal Rules of Bankruptcy Procedure or these rules.